Posts Tagged ‘ congress writes letters to sec ’

SEC: Investment Adviser Boasted

SEC: Investment Adviser Boasted

FOR IMMEDIATE RELEASE 2016-161 SEC: Investment Adviser Boasted Phony Assets and Track Record, Stole From Client Washington D.C., Aug. 11, 2016 — The Securities and Exchange Commission today announced fraud charges against a San Francisco man and his investment advisory firm accused of pretending to manage millions of dollars in assets and then stealing money from the first client who invested with them based on their misrepresentations. The SEC alleges that Nicholas M. Mitsakos and Matrix Capital Markets, which is a state-registered investment adviser in California, solicited investors in a purported hedge fund while falsely marketing themselves as experienced money managers with a highly successful…

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Avoid blue lights in your rearview mirror – comply with S.E.C. Rules

Avoid blue lights in your rearview mirror – comply with S.E.C. Rules

By Hector Botero  CrowdFundBeat Sr. Contributing  Editor, President & CEO at iCrowdNewswire, LLC It has always been part of the deal. It will become more and more prevalent. It is the law. It is not a good thing it is a great thing. It can be easy and affordable. Don’t comply and look out for the investor that buys one share in your equity crowdfunding campaign, waits for something to go wrong, and sues you for misleading investors and failing to comply with federal U.S. Securities and Exchange Commission disclosure regulations! One more time, this is a great thing. It will make crowdfunding more transparent, positively…

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Congress Writes Letters to SEC

Congress Writes Letters to SEC

By Jonathan Wilson, CrowdFunding Beat, contributing editor and Corporate Counsel at Taylor English Duma LLP. It must be a sign of the times that even Members of Congress feel so much frustration with the pace of the SEC’s efforts to implement legislation that they are forced to write letters to the SEC. On September 23rd, four Democratic Senators (including Senators Levin and Warren) penned this letter to SEC Chair Mary Jo White (September 23, 2014), reminding her that it has been a year since the SEC proposed rules to implement the general solicitation provisions applicable to Regulation D (Rule 506(c)) without making those proposed rules…

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ForbesHow This Millennial Built A 7-Figure Business Using Equity CrowdfundingForbesWhen he asked them to help fund his company's crowdfunding campaign, they delivered—exceeding his initial goal fourfold and ranking it one of the fastest and most successfully funded companies on R [...]

The GuardianWorboys' victims launch crowdfunding appeal against releaseThe GuardianThe women are aiming to raise £10,000 to pay for a judicial review that would initially force the Parole Board to reveal its reasons for releasing the 60-year-old, who has served 10 years in jail. [...]

Crowdfunding campaign aims to help Terrell Co. foster childrenWALB-TVAn Albany woman is hoping to help foster children in Terrell County by providing them with things people often take for granted. Kaley Hart has launched a crowdfunding campaign on TogetherWeRise.org. She hopes to rai [...]

LifesiteFacebook blocks crowdfunding site for new movie on how abortion ...Lifesite'Given Facebook's claims to be a neutral, open forum...I regard this as scandalous and I call on Facebook to cease and desist.'and more » [...]

Bristol PostBristol man crowdfunding for YouTube comedian after 'racist' millionaire landlord sues himBristol PostBristol man crowdfunding for YouTube comedian after 'racist' millionaire landlord sues him. Multimillionaire Fergus Wilson has vowed to "bankrupt [...]

Entrepreneur3 Crowdfunding Tips Every Company Forgets From a Brand That Raised $800000 and Got AcquiredEntrepreneurCrowdfunding takes a lot of planning, whether you're gearing up for a launch, a ship date or thinking about the next source of funding you'll pursue. But it [...]

The Good Men Project (blog)EPIC HAWAIIAN OPEN WORLD ACTION-RPG 'NIGHTMARCHERS' IS ON GAMER CROWDFUNDING PLATFORM FIG!The Good Men Project (blog)Wyrmbyte, makers of MOBA short-session social gaming hit Dragons and Titans (1 million + players worldwide) announced it's int [...]

XinhuaUN Palestinian refugee agency launches crowdfunding campaign following US aid cutXinhuaA Palestinian refugee child is seen at al-Shati refugee camp in Gaza City, on Jan. 17, 2018. The United Nations Relief and Works Agency for Palestine Refugees (UNRWA) said Wednesday that it ha [...]

Prescott eNewsCrowdfunding Campaign for Downtown Coworking Space UnderwayPrescott eNewsWhy work alone, when you can co-work? For those who identify as a freelancer, entrepreneur, remote worker, small business owner, micro-business, non-profit, or startup – the coworking concept helps [...]

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