Monthly Archives: September 2016

Busted!  SEC Targets Reg A+ Marijuana Company, Med-X, in Administrative Proceeding.

By Samuel S. Guzik, CrowdFundBeat special guest editor,  Guzik & Associate The Regulation A+ industry was buzzing this week – not with excitement, but with a healthy dose of trepidation.  One of the first, high (no pun intended) profile Regulation A+ offerings, launched in November 2015, after a seemingly successful “Testing the Waters” campaign, was for a company called Med-X, a startup formed to participate in the newly burgeoning marijuana industry – the so called “Green Rush.” But this month’s headline for Med-X was a bit more sanguine, enough to counteract even the most potent dosage of THC:  “REGULATION A EXEMPTION OF MED-X, INC. TEMPORARILY SUSPENDED.” …

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Where are they now? Marketplace Lending

Watch Ron Suber (Prosper Marketplace)


By Samuel S. Guzik, CrowdFundBeat special guest editor,  Guzik & Associate Many have railed against what can be argued is the irrationality of protecting non-accredited investors from themselves, i.e. the accredited investor definition.   The definition was crafted by the SEC back in the early 1980’s as the centerpiece of what has been the most utilized method for companies to raise capital in an offering not registered with the SEC, Regulation D. In simple terms, if a company wishes to raise capital without registering its offering with the SEC, it can utilize the Regulation D “safe harbor” created by the SEC to sell securities to both accredited…

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Welcome to the FinTech Revolution!

Fintech Fundings: 26 Companies Raise $270 Million

The fintech sector attracted $266 million in new capital the second week of August. Half went to Finovate/FinDEVr alums including: $56 million to customer service specialist Interactions $52.5 million to alt-auto-title lender Finova Financial $17 million to Upguard for its cybersecurity technology $5.8 million went to Finovate alum Pindrop to further its phone-based fraud solutions $5 million to CUneXus to expand its consumer lending platform The number of deals totaled 26, slightly below the YTD average of 28 deals per week. The YTD total now stands at 895, about 400 more than last year’s 484. Total dollars raised YTD is $19.9 billion, nearly double the…

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Issuer-Dealer and Agent Registration Requirements for Issuers Not Utilizing a Registered Broker-Dealer for Offers and Sales of Securities under Tier 2 of Regulation A

By Sara Hanks , CrowdFundBeat  Sr.contributing Guest Editor  CEO/Founder, CrowdCheck, Inc. The Securities and Exchange Commission’s (“SEC”) amendments to Regulation A went into effect on June 19, 2015. Those amendments provided companies not just with greater access to capital through the ability to raise up to $50 million, but also a greater ability to communicate with investors through novel communication rules previously unavailable to issuers in a public offering of securities. Whereas previously, communications for public offerings were limited to the information contained in an offering prospectus or offering circular, the amendments to Regulation A instead allow issuers to freely communicate before any filing or qualification with…

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The New and Improved Regulation A

By Mark Roderick CrowdFunding Beat  Sr. contributing editor and crowdfunding attorney with Flaster/Greenberg PC. “How long will it take?” That’s one of the two questions I’m asked most often about Regulation A. The answer is that if everything goes smoothly, it should take about 20 – 24 weeks from the day an issuer decides to raise money using Regulation A until it begins selling securities. Every company is different, of course, and lots of things can delay the process, but 20 – 24 weeks is a good rule of thumb. With this Regulation A Timeline, I hope to provide issuers and their advisors with a framework for conducting…

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2016 List of CrowdFunding Websites

Click here for Complete : CrowdFunding Lists, Data, Analytics, Research, Statistics, Reports, Infographic Alumni Funder Angel Dorm Angel List Ahpinvest Angel Shares App Backer App Split Apps Funder Artist Share Bank To the Future Beex Bounty Source Breakaway Funding CrowdFunding USA  Catincan Cause Vox Coassets .com Cauzoom Cinema Shares Circle Up CrowdFunding Chip In Click Start Me Co-Fund Us Common Box Connected Film Crowd books Crowd Cube Crowd Equity CrowdFundBeat Media Crowd Funder Crowd Funding Bank  Crowd Helps Crowd Housing Crowd It Crowd SupplyCrowd Rise Tilt Donors Choose Dream Bank Early Shares Epic Step Equity Endeavor Equity Net Exploration Funder Faith Funder Faith…

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Evaluating Crowdfunding’s Potential for Investing Platforms

By Rachael Everly, CrowdfundBeat Guest Post, Crowdfunding is now being viewed as a financial innovation for entrepreneurial projects or other investment prospects. The true success stories can be examined from the Silicon Valley projects as many entrepreneurs made their start-up plans into successful businesses. The initiative created focus for entrepreneurs and the tech ecosystems which ignited the drive for innovation and sustainability. There are a number of factors which lead to Crowdfunding such as lack of mobile/web infrastructure, high cost for the implementation of high end technology, developmental costs and restrictive financial regulations. For most students who become entrepreneurs after graduation, it is more challenging…

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Alternative Finance in Europe grew to €5.4 billion

By Ronald Kleverlaan,  Crowdfunding Beat Guest post, Crowdfunding strategy, CrowdfundingHub, advisor European Commission, co-founder European Crowdfunding Network The European online alternative finance market grew 92% to €5.4 billion in 2015, according to the second annual survey by theCambridge Centre for Alternative Finance, in partnership withCrowdfundingHub, KPMG and supported by CME Group Foundation.   Total amount of funding between 2013-2015 Sustaining Momentum The report released today, entitled “Sustaining Momentum”, had the support of 17 major European industry associations and research partners, and was based on data from 367 crowdfunding, peer-to-peer lending and other alternative finance intermediaries from 32 European countries – capturing an estimated 90 per…

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Attorney Sanctioned by SEC for Unregistered Broker-Dealer Activity

Attorney Sanctioned by SEC for Unregistered Broker-Dealer Activity

By  Bret Daniel ,, CrowdfundBeat Guest Post, The SEC crackdown on unregistered entities continues to grab headlines. Recently, we wrote about the importance of complying with the broker-dealer registration requirement under Section 15(a) by highlighting the latest violations by portfolio managers, online platforms, and individuals. We suggested that anyone that helps to facilitate a securities offering, even in the broadest sense, should consult a lawyer about the necessity of registering as a broker. The most recent SEC enforcement action, however, demonstrates that even lawyers can get tangled up in the wide net cast over unregistered broker-dealers. EB-5: Visa or Security? Mark Ivener was a…

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TBO.comToys R Us: Bratz doll CEO's last ditch GoFundMe effort to save chain storeThe Mercury NewsToys R Us is starting its going-out-of-business sales today, but that hasn't stopped toy executive Isaac Larian and other investors from a last-ditch crowdfunding effort to save [...]

Syfy WireLooking for Leia kicks off crowdfunding campaign for new docu-series formatSyfy WireA documentary dedicated to the girls and women who love Star Wars is taking the next step in bringing their experiences to the screen. Looking for Leia, a documentary by award-winning filmmake [...]

Solar Power WorldRE-volv crowdfunding campaign makes solar possible for East Oakland churchSolar Power WorldEast Oakland's Faith Baptist Church unveiled solar panels on Sunday, obtained through a crowdfunding campaign from the solar nonprofit RE-volv with the support of the Leona [...]

Idaho Press-TribuneWith so many teachers crowdfunding for classroom supplies, Middleton School District updates policyIdaho Press-TribuneOn March 12, the school board approved regulations requiring teachers to fill out a short form and submit it to their principal for approval before [...]

Multiple Sclerosis News TodayAmerican Brain Foundation Starts Crowdfunding Campaign to Help Fight MSMultiple Sclerosis News TodayThe American Brain Foundation has started a crowdfunding campaign to support research that could lead to treatments for multiple sclerosis and other autoimm [...]

Honolulu Star-AdvertiserIndie film 'Waikiki' seeks crowdfunding boostHonolulu Star-AdvertiserIndie film 'Waikiki' seeks crowdfunding boost. By Jason Genegabus. Posted March 22, 2018. March 22, 2018. Updated March 22, 2018 10:11am. “Waikiki,” an independent full-len [...]

KGO-TVGroup launches crowdfunding campaign for homeless on SF's Haight StreetKGO-TVTake it to the Streets has launched a $50,000 crowdfunding campaign to provide housing and services for homeless young adults. (KGO). KGO. by Juan Carlos Guerrero. Thursday, March 22, 2018 03:58PM. [...]

The Spirits BusinessDave Broom launches crowdfunding bid for whisky filmThe Spirits BusinessWhisky writer Dave Broom is seeking to raise £40,000 (US$56k) through a crowdfunding campaign to film a new documentary on whisky and Scottish culture. Dave Broom will star in the new whisky do [...]

CTV NewsCanadian stores not included in crowdfunding campaign to save Toys "R" UsCTV NewsTORONTO -- Toy company executive Isaac Larian is hoping to keep Toys "R" Us's Canadian operations from going out of business, but a $1 billion crowdfunding campaign he lau [...]

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