Posts Tagged ‘ PAUL NIEDERER ’

NASAA and Members of Congress Come Together on the Need for the SEC to Expand Intrastate Crowdfunding Rules

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By Samuel S. Guzik, CrowdFundBeat special guest editor,  Guzik & Associate It is rare that I am able to find agreement with the publicly stated positions of the North American Securities Administrators Association (NASAA). Equally rare – members of Congress who are traditionally strong advocates for “smart” regulatory reform of capital formation by SME’s to find themselves on the same page as NASAA.  However, there appears to be a growing, even overwhelming, consensus that the SEC’s proposed rules to modify current federal restrictions on the intrastate sale of securities – are on the one hand a step in the right direction.  But on the other hand,…

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Alternative Finance in Europe grew to €5.4 billion

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By Ronald Kleverlaan,  Crowdfunding Beat Guest post, Crowdfunding strategy, CrowdfundingHub, advisor European Commission, co-founder European Crowdfunding Network The European online alternative finance market grew 92% to €5.4 billion in 2015, according to the second annual survey by theCambridge Centre for Alternative Finance, in partnership withCrowdfundingHub, KPMG and supported by CME Group Foundation.   Total amount of funding between 2013-2015 Sustaining Momentum The report released today, entitled “Sustaining Momentum”, had the support of 17 major European industry associations and research partners, and was based on data from 367 crowdfunding, peer-to-peer lending and other alternative finance intermediaries from 32 European countries – capturing an estimated 90 per…

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iDisclose Launches a Free “SEC Scrubber” Tool for Crowdfunding Issuers

Idisclose : Crowdfunding New Legal Platform

iDisclose Announces Free Online Tool to Conform Documents to SEC Acceptable Format NEW YORK, NY–(Marketwired – August 17, 2016) – iDisclose announced today that it is offering a free online service to help issuers and their counsel submit the required crowdfunding documents to the Securities and Exchange Commission. iDisclose CEO Georgia Quinn explained that “we have noticed a lot of people are having trouble uploading the required documents to the SEC’s online system known as EDGAR. This is due to the finicky nature of the system and somewhat archaic technology it uses. Several issuers’ uploads were getting bounced and the error messages were indecipherable.” Many…

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Crowdfunding USA Roundtable Discussion

Understanding Securities Law to Start Your Business?

Understanding Securities Law to Start Your Business?

By Samuel E. Whitley,  Whitley LLP Attorneys at Law. CrowdFund Beat Guest post, The following is a guest post written by Samuel E. Whitley, a valued WealthForge partner and managing partner at Whitley LLP Attorneys at Law. YES. Or you need to hire someone who does. While some small businesses may not deal with public or private offerings, many companies do. Often a company will want to raise capital through a public offering, or via the Internet (crowdfunding) for instance. Because of this, all business owners should have a working knowledge of securities law.       What are Securities? Essentially, a “security” is defined as…

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Reg A+ Offering : 8 Tips to Funding Success

Reg A+ Offering

By Rod Turner  founder and CEO of Manhattan Street Capital, Crowdfundbeat Guest Editor, The doors to Reg A+ are now open, with approximately 100 filings, 29 qualified by the SEC, to seek an average $23 million goal. The aggregate capital being sought is now $1.5 billion. The first company to complete a Reg A+ offering, Elio Motors, raised $16.9 millionfrom 6,600 investors at a pre-money valuation of $300 million, and is now listed on the OTCQX.               If you’re considering raising funds with Reg A+, check out the following tips:  1. Don’t Underestimate The Importance of Consumer Appeal. In…

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Define the Problem for CrowdFunding Campaign Success

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Jorge Sanchez III Partner, Nouvantage.com, Crowdfund Beat Guest Contributor, Running a successful crowdfunding campaign is largely dependent on having a well defined strategy. This relies heavily on having a clear understanding of the purpose of the campaign as defined by the problem that is being addressed. Differentiation in crowdfunding is currently defined by the type of offering being made in return for funds: debt, equity, reward, social good. However, it is imperative to the success of the campaign that there is a deep understanding of the campaign’s goals being applied in the strategic planning and execution of a campaign. Research by Younkin and Kashkooli (2016) has…

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Secondary trading of securities – risks & exemptions

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 By Scott Purcell CEO FundAmerica Technologies, LLC The good news is that under Reg A (and 506b&c), securities offerings by an issuer are exempt from state blue-sky registration. This is fantastic as it means that each one of the 51 “mini-SEC’s” don’t have to get involved prior to starting your fundraise. Sure, the “sale” of those securities may be subject to state dealer registration, especially for serial issuers or anyone using general solicitation aspects of Reg A or 506(c), but that’s different than having to fully qualify the offering via Blue Sky review. The bad news is that secondary sales (in other words, when an…

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Defining an Accredited Investor

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By Chris Rohde Wealthforge,  Crowdfund Beat Guest post,  In the world of private placements under Regulation D, there are many questions that must be asked in the process of conducting a successful offering. However, one question rises above the rest: “Is the investor an accredited investor?” Answer yes, and the investor may enter the offering. Answer no, and the investor is likely sent packing. So, what is an “accredited investor” exactly? Under Regulation D, there are several categories of accredited investors. While all of these are laid out in the rule, in particular 17 C.F.R. 230.501, most individuals who invest in a Regulation D offering accredit via…

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The Seduction of a “New Asset Class” is Killing “Unaccredited Investor” Equity Crowdfunding

The Seduction of a “New Asset Class” is Killing “Unaccredited Investor” Equity Crowdfunding

by Paul Niederer CrowdFundBeat Sr. Contributing Editor While in Thailand on holiday I noticed that having your own stall, stand, shop or business is often the difference between survival and poverty. There are hundreds of thousands of businesses like this. Imagine if you had a business that was valuable to the village and you wanted to raise funds by getting a some village folk to invest. Equity Crowdfunding. Imagine your disappointment if you were told your business is part of a potential “new asset class” and as such  you may pay up to $80k to enable a few mates to invest in their business! Sounds incredulous but it happens every day. As…

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Hope’s Role in Equity Crowdfunding

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By Paul Niederer CrowdFundBeat Sr. Contributing Editor At a recent Angel Investor event I overheard an entrepreneur seeking capital ask an Angel Investor the following question. “What sectors do you specialise in when selecting investments?” The Angel Investor said he had no special preference as he was primarily after “anything that had enough in it to back up a 10 times return”. That got me thinking. Maybe a “Hope Matrix” like the one below would be a quick way for an entrepreneur or founder to work out where there particular opportunity is best pitched. If they definitely have something that fits squarely in the top right then…

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Key Lessons From Two Successful Crowdfunding Campaigns

Key Lessons From Two Successful Crowdfunding Campaigns

by Paul Niederer CrowdFundBeat Sr. Contributing Editor No doubt you’ve heard about crowdfunding. What you might not realize is that there are many forms of crowdfunding and each type is used in a myriad of ways. Rewards, Equity, Donation and Lending. However, they all have this in common. They gather supporters that are both near and dear to them so that these supporters broaden the campaign far and wide. The more traction that the near and dear create the more successful the campaign. Let’s look at the two types:           Reward: Basically pre-sales of products that need funding and supporters to be produced.…

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HEADLINE NEWS

Yahoo FinanceCan Equity Crowdfunding Be Fixed? - Yahoo FinanceYahoo FinanceWith the adoption last year of the Regulation Crowdfunding (Reg CF) exemptions by the Securities and Exchange Commissionprivate companies can now raise ...and more » [...]

Funerals paid for by crowdfunding are on the riseBBC NewsCharles Wells, chief operations officer for JustGiving, said: "Thinking about the costs of a funeral is the last thing a grieving family wants to do but with the cost of funerals rising JustGiving has seen increasing number [...]

Phys.OrgCrowdfunding expands innovation financing to underserved regionsPhys.OrgThe study found that crowdfunding in a region, and in particular successful technology campaigns, appeared to cause an increase in venture capital funding in the region. This occurs as venture capitalists [...]

Telegraph.co.ukWellesley to freeze crowdfunding campaign as it courts City investorsTelegraph.co.ukPeer-to-peer property lender Wellesley is suspending its crowd-funding efforts as it courts City investors to help fund its expansion. Wellesley is set to pause its campaign that asked s [...]

Business Insider UKLondon startup Pact Coffee moved out of its office after failing to raise a £1 million crowdfunding roundBusiness Insider UKPact Coffee's move comes after the startup failed to hit a £1 million crowdfunding target last March. The Crowdcube campaign was terminat [...]

The Herald-Times (subscription)Interfaith Winter Shelter providing volunteer training, creates crowdfunding campaignThe Herald-Times (subscription)Bedding for Interfaith Winter Shelter guests is seen in 2009 at First United Church. The shelter, which rotates among area facilities, has [...]

SBC NewsPeople Power – Crowdfunding in igamingSBC NewsNathan Rose is the Director at Assemble Advisory, a company which specialises in helping start-ups and companies with their equity crowdfunding campaigns. He's also the author of Equity Crowdfunding. When asked what advice he [...]

UpNorthLive.comLocal businesses turn to crowdfunding for supportUpNorthLive.comAnderson said crowd funding can be a good way for some companies to raise money if they don't fit into certain categories for bank loans. “That was one way, or a family member, or a friend, a private e [...]

Amanda Todd's mom nears crowdfunding goal to attend Netherlands trialCTV NewsThe mother of a B.C. teen who died by suicide after being sexually exploited online is raising money to travel to the Netherlands for the trial of a Dutch citizen who will eventually be extradited to Can [...]

Mountain XpressFaces in the crowd: WNC crowdfunding initiatives | Mountain XpressMountain XpressUPBEAT ENTERTAINMENT: Window Cat brings its feel-good tunes to local hangouts like Salvage Station, The Bywater and Ben's Tune Up with frequency.and more » [...]

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